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Securities Investor Protection Act
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51	RBC CORRESPONDENT SERVICES Tom Parr Senior Vice President – Business Development Two Mid America Plaza, Suite 500 S Add to Reading List Source URL: www.rbccorrespondentservices.com Language: English - Date: 2014-06-09 09:43:26 Investment RBC Capital Markets Securities Investor Protection Corporation Broker-dealer ACT Financial Industry Regulatory Authority The Bank of New York Mellon Financial economics Royal Bank of Canada Finance
52	Client Alert April 20, 2015 Changes to the Definition of “Accredited Investor” Can the SEC Promote Both Investor Protection and Access to Capital by Revising the Add to Reading List Source URL: www.mh-llp.com Language: English - Date: 2015-04-20 13:09:59 Finance Financial regulation Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investor Regulation D Financial economics Investment Economics
53	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 28, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 12:14:11 Securities Investor Protection Corporation U.S. Securities and Exchange Commission Collective investment scheme Short Michael Quigley Financial economics Investment Finance
54	C:rsnsonDatamingtQuadtaL8803_enr.xml Add to Reading List Source URL: www.pyninc.org Language: English - Date: 2014-12-23 10:36:52 Government Law Investor Protection and Securities Reform Act America COMPETES Act 105th United States Congress Workforce Investment Act United States
55	C:rstaDatamingtQuadtaL-2146_eh.xml Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-05-07 17:17:06 Recovery Accountability and Transparency Board United States corporate law Single Audit Government Dodd–Frank Wall Street Reform and Consumer Protection Act Law Investor Protection and Securities Reform Act 109th United States Congress Federal Funding Accountability and Transparency Act Federal Reserve System
56	Market Transparency Subscription Usage Report Pursuant to the MSRB Subscription Service Agreement, subscribers agree to submit annually information about their use of MSRB Market Transparency Subscription Service. The in Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-12-10 17:16:41 Financial adviser Financial economics Business Electronic Municipal Market Access Finance Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board Registered Investment Advisor
57	COR04-2013 GRAN TIERRA ENERGY INC. CHARTER OF THE COMPENSATION COMMITTEE PURPOSE The purpose of the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Gran Tierra Energy Inc. (the Add to Reading List Source URL: www.grantierra.com Language: English - Date: 2013-12-19 12:33:21 Committees Corporate governance Private law SEC filings Board of directors Executive pay Proxy statement Audit committee Investor Protection and Securities Reform Act Management Corporations law Business
58	PDF Document Add to Reading List Source URL: www.securitiesamerica.com Language: English - Date: 2014-09-03 12:56:52 Securities Investor Protection Corporation Finance Financial Industry Regulatory Authority Securities Financial system Madoff investment scandal Securities Exchange Act Financial economics United States securities law Investment
59	Investor Advisory Committee Meeting: Notice of Meeting Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-18 11:26:06 73rd United States Congress United States Securities and Exchange Commission SEC filings U.S. Securities and Exchange Commission Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Finance Regulation S-K United States securities law Financial regulation Late-2000s financial crisis
60	Investor Advisory Committee Meeting: Notice of Meeting Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-18 11:26:06 73rd United States Congress United States Securities and Exchange Commission SEC filings U.S. Securities and Exchange Commission Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Finance Regulation S-K United States securities law Financial regulation Late-2000s financial crisis

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